Tuesday, October 13, 2020

SOCIAL COST BENEFIT ANALYSIS PART 1

      SOCIAL COST BENEFIT ANALYSIS


PROJECT MANAGEMENT

     BY DR. SHASHI AGGARWAL

     SOCIAL COST BENEFIT ANALYSIS

     THE MAIN OBJECTIVES OF AN INDIVIDUAL,A FIRM OR A COMPANY IN INVESTING ON A PROJECT IS TO EARN THE MAXIMUM POSSIBLE RETURN FOR  THE INVESTMENT,THE PROJECT PRMOTERS ARE SOLELY INTERSTED IN WEALTH MAXIMZATION

     SOME PROJECTS THAT MAY NOT OFFER ATTRATCIVE RETURN AS FAR AS COMMERICAL PROFITABILITY IS CONCERNED BUT STILL SUCH PROJECTS ARE UNDERTAKEN THEY HAVE SOCIAL IMPLICATIONS. LIKE THEY ARE PUBLIC PROJECTS :

1.       ROADS,RAILWAYS,BRIDGE,TRANSPORT PROJECTS,IRRIGATION PROJECTS  ETC

2.       HERE SOCIAL CONSIDERATION PLAY A SIGNIFICANT ROLE AND THEY ARE EVALUATED FOR THEIR NET SOCIO ECONOMIC BENEFITS AND PROFITABILITY ANALYSIS OF SUCH PROJECTS IS KNOWNS AS NATIONALITY PROFITABILITY ANALYSIS.

·         MEANING OF SOCIAL COST BENEFIT ANALYSIS

1.       SOCIAL COST BENEFIT ANALYSIS CALLED ECONOMIC ANALYSIS, IS A METHODOLOGY DEVELOPED FOR EVALUATING INVESTMENTS PROJECTS FROM THE POINT OF VIEW OF THE SOCIETY AS A WHOLE.

2.       EVERY PROJECT IMPOSES CERTAIN COSTS TO THE NATION. THE COST MAY BE OF TWO TYPES VIZ DIRECT COST AND INDIRECT COST. THE BENEFIT DERIVED FROM ANY PROJECT WILL ALSO BE OF TWO TYPES VIZ DIRECT BENEFIT AND INDIRECT BENEFIT.

3.       FOR ANALYSING THE COMMERCIAL PROFITABILITY OF THE PROJECTS,ONLY THE DIRECT COSTS AND DIRECT BENEFITS ARE TAKEN AT THE MARKET PRICES.

 

4.       SCBA IS NOT A TECHNIQUE BUT AN APPROACH AND IT IS USED TO EVALUATE THE IMPACT IN TERMS OF NATIONAL GOALS,SOCIAL OBJECTIVES AND GLOBAL FACTS

5.       .SCBA IS USED PRIMARILY FOR EVALUATING PUBLIC INVESTMENTS .

6.       SCBA STRESSES THE NEED ON ENUMERATION OF SOCIAL COST AND BENEFITS OF PROJECTS AS  AGAINTS THE MONETARY COST AND BENEFITS

 

     DIFFERENCE

1.       A PROJECT MAY RESULT IN CREATION OF INFRASTRUCTURE FACILITIES OR MAY RESULT IN ENVIRONMENT POLLUTION. INFRASTRUCTURE PROJECTS BRINGS BENEFITS AND POLLUTION BRINGS COST TO THE SOCIETY. BOTH ARE IGNORED IN THE PROJECT ANALYSIS BECAUSE THEY ARE NON MONETARY. IN SCBA THESE TYPES OF COSTS AND BENEFITS ARE CONSIDERED

2.       IN MONETARY ANALYSIS,ALL COSTS AND BENEFITS ARE MEASURED IN TERMS OF MARKET PRICES BUT DUE TO MARKET IMPERFECTION ,THE MARKET PRICE MAY NOT TRUEELY REFLECT THE SOCIAL VALUES. REASONS : MINIMUM WAGE RATE,RATIONING,CONTROL,FOREIGN EXCHNAGE RESTRICTIONS

3.       IN MONETARY ANALYSIS ,THE TAXES PAYABLE AND SUBSIDIES ARE COST AND BENEFITS BUT IN SCBA THESE ARE CONSIDERED TRANSFER PAYMENTS

     EXAMPLE

     PHARAMACEUTICAL COMPANY PRODUCING LIFE SAVING DRUGS

     PHARAMACEUTICAL COMPANY IS INTERESTED IN THE RETURN IT EARNS ON INVESTMENT

     IT IS CONCERNED WITH MARKET PRICE

     SOCIAL BENEFIT MAY BE MORE THAN THAT : IMPROVES THE WELL BEING OF THE SOCIETY

      FINANCIAL COST WHICH IS RELEVENT TO THE COMPANY

     INDIRECT COST THE  SOCIETY : ENVIRONMENT POLLUTION,THE HARMFUL EFFECT OF THE DRUG

     EXAMPLE

     CONSTRUCTION OF THE BRIDGE OVER THE RIVER

      INDIRECT BENFIT TO THE SOCIETY ----IMPROVED COMMUNICATION FACILITES, REDUCTION IN TRANSPORTATION COST,REDUCTION IN TRAVELLING TIME

     INDIRECT COST : ACQUISITION OF PRIVATE LAND, REMOVAL OF AGRICULTURAL/INDUSTRIAL/COMMERCIAL ACTIVITES

     DISTURBANCE OF ECOLOGICAL VALUES

     THE SOCIAL COST AND BENFITS ANALYSIS CLASSIFICATION

     PRIMARY : SPECIFIC TO PROJECT AND ARE SAME AS THE MONETARY  COST AND BENFITS

     SECONDARY : QUANTIFIABLE OF NON QUANTIFIABLE COSTS AND BENEFITS WHICH ARE AVILABLE TO OTHER PARTIES THAN PROMOTERS. LIKE ENVIRONMENTAL POLLUTION AND ITS EFFECT ON THE SCOIETY,GENERATION OF EMPLOYMENT OPPROTUNITIES,FOREIGN EXCHNAGE EARNED OR SPENT ETC

     SHADOW PRICES : THE SOCIAL COST AND BENEFITS OF PROJECTS ARE MEASURED IN TEMRS OF SHADOW PRICES WHICH ARE DIFFERENT FROM MONETARY PRICES

     SHADOW PRICES : THE SOCIAL COST AND BENEFITS OF PROJECTS ARE MEASURED IN TEMRS OF SHADOW PRICES WHICH ARE DIFFERENT FROM MONETARY PRICES

     THE SHADOW PRICES REFERS TO THE VALUES WHICH REFLECT THE SOCIAL COST AND BENFITS

     THE PRICES USED EXPLICITLY IN EXCHNAGE OF GOODS ARE MARKET PRICES BUT THE PRICES IMPLICIT IN EXCHNAGE OF GOODS ARE SHADOW PRICES

     IN PERFECT DEVELOPED MARKET THE MARKET PRICES REFLECT THE SHADOW PRICES BUT UNDERDEVELOPING NATIONS : FRAMEWORK OF SHADOW PRICES TO BE DEVELOPED TO MEASURE THE NET INCOME BENFITS OF THE PROJECT

     TWO METHODS OF MEASURING THE SHADOW PRICES

               UNIDO METHOD

               LITTLE-MIRRLEES ( LM ) METHOD

     FEATURES OF SOCIAL COST BENEFIT ANALYSIS

1.       ASSESSING THE DESIRABILITY OF PROJECTS

2.       IDENTIFICATION OF COSTS AND BENEFITS

3.       MEASUREMENT OF COSTS AND BENEFITS

4.       THE EFFECT OF RISK AND UNCERTAINTY IN PROJECT APPRISAL

5.       PRESENTATION OF THE RESULT

     OBJECTIVES

1.       CONTRIBUTION OF THE PROJECT TO GDP

2.       CONTRIBUTION OF THE PROJECT TO THE POOR POPULATION

3.       CONTRIBUTION OF THE PROJECT IN PROTECTING OR IMPROVING THE ENVIRONMENTAL CONDITIONS

4.       REDUCING THE REGIONAL IMBALANCES

5.       USE OF SCARCE RESOURCES

 

     DIFFERENCE

     SOCIAL COST BENEFIT ANALYSIS

1.       REAL COST OF DIRECT  COST

2.       COST AND REAL BENEFIT OF DIRECT BENEFIT

3.       TAKE INTO ACCOUNT INDIRECT COST AND INDIRECT BENEFIT

4.       MOTIVE IS TO MEASURE THE BENEFIT WHICH ACCRUED TO NATION

 

 

 

     COMMERCIAL PROFITABILITY

 

1.       MARKET PRICES OF DIRECT COST AND DIRECT BENEFIT

2.       TAKES INTO ACCOUNT DIRECT COST AND DIRECT BENEFIT

3.       MOTIVE IS TO MAXIMIZE THE PROFIT

     BASIC APPRAOCHES

1.       UNIDO APPROACH

2.       LITTLE AND MIRRLESS APPROACH

 

     APPROACHES

     UNIDO APPROACH ( UNITED NATIONS INDUSTRIAL DEVELOPMENT ORGANIZATION)

     LITTLE –MIRRLEES APPROACH

 THE SUITABILITY OF THE APPROACH DEPENDS UPON:-

1.       PRESENT LEVEL OF THE COUNTRY

2.       EXTENT AND NATURE OF FUTURE DEVELOPMENTS

 

     UNIDO APPROACH

      FAMOUS ECONOMISTS STEPHEN MARLIN,AMARTYA SEN AND PARTHA DAS GUPTA PREPARED A MANUAL

     IT PUBLISHED THIS MANUAL IN 1972 UNDER THE TITLE “ GUIDELINES FOR PROJECTS EVALUATION” IT BROUGHT ANOTHER MANUAL TITLED “GUIDE TO PARTICULAR PROJECT APPRAISAL” TO SIMPLIFY THE COST BENEFIT ANALYSIS OF PROJECTS FOR PRACTICAL APPLICATION.

     IT PLACES EMPHASIS ON AGGREGATE CONSUMPTION FOR THE REASON THAT IT IS ONE OF THE IMPORTANT PARAMETERS FOR THE MEASUREMENT OF THE STANDARD OF LIVING. CONSUMPTION LEVEL IS MEASURED BY MEASURING CONSUMER’S SURPLUS AND CONSUMER’S WILLINGNESS TO PAY

      BASED ON THE  ASSUMPTION : A PROJECT MAY AFFECT

1.        TOTAL CONSUMPTION

2.       TOTAL PRODCUTION

3.       IMPORT/EXPORT

 

     UNIDO APPROACH

1.        IF THE PROJECTS AFFECTS PRODUCTION: SHADOW PRICE IS BASED ON COST OF PRODUCTION

2.       IF THE PROJECT AFFECTS CONSUMPTION SHADOW PRICE IS BASED ON WHAT CONSUMERS ARE WILLING TO PAY

3.       IF THE PROJECT AFFECTS THE IMPORT/EXPORT THE SHADOW PRICE IS BASED ON BORDER PRICES THAT IS THE FOREIGN EXCHNAGE VALUE

4.       FOR SHADOW PRICES THE GOODS ARE CLASSIFIED INTO TRADEABLE AND NON TRADABLE

     STAGES ( UNIDO APPROACH)

1.       ARRIVING AT THE FINANCIAL PROFITABILITY OF THE PROJECT BASED ON MARKET PRICES

2.       USING SHADOW PRICES FOR THE RESOURCES TO ARRIVE AT THE NET BENEFIT OF THE PROJECT AT ECONOMIC PRICES

3.       ADJUSTMENT OF THE NET BENEFIT FOR THE PROJECT’S IMPACT ON SAVING AND INVESTMENT

4.       ADJUSTMENT FOR THE NET BENEFIT FOR THE PROJECT’S IMPACT ON INCOME DISTRIBUTION

5.       ADJUSTMENT OF THE NET BENEFIT FOR THE GOODS PRODUCED WHOSE SOCIAL VALUES DIFFER FROM THEIR ECONOMIC VALUES.

  • FINANCIAL APPRAISAL
  • PRIVATE SECTOR MEASURE THE FINANCIAL PROFITABILITY ON THE BASIS OF MARKET PRICES BUT FINANCIAL APPRAISAL OF PUBLIC SECTOR PROJECTS THE OBJECTIVE IS THE MAXIMIZATION OF SOCIAL WELFARE.

 

     EFFECT OF SHADOW PRICES

     SOCIAL COST BENEFIT ANALYSIS , THE MARKET PRICES OF BOTH INPUTS AND OUTPUTS OF A PROJECT ARE REQUIRED TO BE CORRECTED SUITABLY IF THEY DO NOT REPRESENT THE REAL PRICES OF INPUTS/OUTPUTS. SUCH CORRECTED PRICE OF input/output is known as shadow price.

     LIKE STATE ELECTRICITY BOARD MAY PRODUCE ELECTRCITY AT 5.50 PER UNIT

      A NEWLY SET UP UNIT MAY BE CHARGED RATE AT 4.50 PER UNIT OF ELECTRIC POWER CONSUMED IN THE FIRST YEAR

     SECOND YEAR IT IS 4.75

     THIRD YEAR IT IS 5.

     SOCIAL COST BENEFIT ANLSYSIS : IT IS 5.50 PER UNTI WHICH IS THE SHADOW PRICE

    
SHADOW PRICES

 

SHADOW PRICE MEANS THE ESTIMATED PRICE OF A GOOD OR SERVICE FOR WHICH NO MARKET PRICE 
LINK FOR FINANCIAL APPAISAL

LINK FOR UNIDO APPROACH :

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